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Home / Opinion Digests / Contract – Securities Dealers – Arbitration Award – Vacatur (access required)

Contract – Securities Dealers – Arbitration Award – Vacatur (access required)

In a “rare” move, the 4th Circuit upholds vacatur of an NASD arbitration award of compensatory damages to three Raymond James financial advisors from Richmond who alleged wrongful termination by the financial services firm. On appeal, appellants argue that when the parties submitted their dispute to the process of arbitration, they agreed to accept the ...

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