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Home / Verdicts & Settlements / Investors allege Wachovia made risky investment recommendations – $276,844 Arbitration Award (access required)

Investors allege Wachovia made risky investment recommendations – $276,844 Arbitration Award (access required)

A Financial Industry Reguatlion Authority arbitration panel found Wachovia Securities liable to claimants in the amount of $276,844 in connection with the brokerage firm’s recommendations of Fannie Mae and Freddie Mac preferred stock. Alleging breaches of fiduciary duty, unsuitability, negligence, violations of state, National Association of Securities Dealers and FINRA rules and regulations, plaintiffs contended ...

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