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Home / Verdicts & Settlements / Securities fraud claim arbitrated by FINRA – $142,437 Arbitration Award (access required)

Securities fraud claim arbitrated by FINRA – $142,437 Arbitration Award (access required)

This was a FINRA customer sales practice arbitration that proceeded to final evidentiary hearing in Richmond against Community Bankers Securities LLC. The claims tried involved investments in AIC, the parent company of CBS, sold in September 2009 by CBS registered representative John Robert Graves to claimants. The claims asserted included violation of the Virginia Securities ...

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