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Turning tables, investors demand arbitration (access required)

By Deborah Elkins
Published: July 2, 2012

Tags: , ,

Investors who claimed they lost $1 million based on their securities seller’s bad advice can force the firm that later hired the salesman to arbitrate their claim for fraud. The investment firm said the fraud claim arose during the investment advisor’s tenure with his old firm, which had ceased doing business, and it was not on ...
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