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FINRA Arbitration Upheld for Municipal Bond ‘Customer’ (access required)

A Virginia healthcare company is a “customer” of the financial services companies it hired to structure its municipal bond offering, and it entitled to FINRA arbitration of its claims that it was fraudulently induced to issue over $234 million in auction-rate municipal bonds; the 4th Circuit upholds the order allowing arbitration to go forward. Carilion Clinic ...

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