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Home / Opinion Digests / Business Law / Fraud, Securities Claims All Stayed for Arbitration (access required)

Fraud, Securities Claims All Stayed for Arbitration (access required)

Although not all claims may be arbitrable in a retired physician’s suit arising from alleged fraudulent investment advice, the Roanoke U.S. District Court nevertheless will stay the entire lawsuit pending the outcome of FINRA arbitration with a co-defendant securities firm. Plaintiffs are a retired physician and an irrevocable trust by its trustee, the physician. This case ...

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