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Tag Archives: 4th U.S. Circuit Court of Appeals

FINRA Arbitration Upheld for Municipal Bond ‘Customer’ (access required)

A Virginia healthcare company is a “customer” of the financial services companies it hired to structure its municipal bond offering, and it entitled to FINRA arbitration of its claims that it was fraudulently induced to issue over $234 million in ...

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No Intervention in AG’s Defense of Abortion Statute (access required)

In this suit challenging the constitutionality of the North Carolina “Woman’s Right to Know Act,” which requires certain informed consent procedures prior to performance of an abortion, the federal district court did not err in denying a motion to intervene ...

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Indictment Change OK in Investment Fraud Case (access required)

An amendment of an indictment to narrow conspiracy charges arising from defendant’s fraudulent scheme of taking investors’ money, promising to pay insurance premiums from the escrowed funds and lying to investors about multiple aspects of the business, did not violate ...

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