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Tag Archives: Securities

Consolidated Securities Fraud Action – Appointment of Lead Plaintiff – Conflict of Interest (access required)

Alexander Rice, Individually and on behalf of all other similarly situated, et al., v. Genworth Financial Incorporated, et al. (VLW 017-3-428, 36pp.) (Robert E. Payne, S.J.) 3:17cv59; E.D. Va. Two motions in a consolidated securities fraud action seek appointment as ...

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Court Upholds SEC Administrative Enforcement (access required)

A district court did not err in dismiss­ing on jurisdictional grounds plaintiff financial services firm’s challenge to the constitutionality of an administrative enforcement proceeding the Securities and Exchange Commission brought against her; the 4th Circuit joins the 2nd, 7th, 11th ...

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Alternate Lead Plaintiff OK’d in Securities Case (access required)

In this securities fraud class action, the Alexandria U.S. District Court will not exempt an institutional investor with the largest loss from the Private Securities Litigation Reform Act’s requirement that a securities fraud plaintiff may serve as lead plaintiff in ...

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