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Home / Opinion Digests / Court Upholds SEC Administrative Enforcement (access required)

Court Upholds SEC Administrative Enforcement (access required)

A district court did not err in dismiss­ing on jurisdictional grounds plaintiff financial services firm’s challenge to the constitutionality of an administrative enforcement proceeding the Securities and Exchange Commission brought against her; the 4th Circuit joins the 2nd, 7th, 11th and D.C. Circuits that have addressed this issue, and upholds the administrative enforcement provi­sion. Antifraud investigation ...