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Strategy incorrectly described as low risk, led to losses for claimant — $299,599.05 verdict (access required)

Type of action: Securities fraud, negligence, breach of fiduciary duty Injuries alleged: Investment account losses of $437,398.57 Name of case: Amyx, Trustee v. UBS Financial Services Inc. Court: Financial Industry Regulatory Authority (FINRA) Arbitration Case no.: 20-02555 Name of judge or mediator: FINRA Arbitration Panel Date resolved: 12/28/2021 Verdict or settlement: Verdict Amount: $299,599.05 Attorney for plaintiff (and city): W. Scott Greco, McLean Description of ...