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Tag Archives: Judge Rebecca Beach Smith

No claim for negligent supervision of nonemployee (access required)

Where the owner of two annuities alleged her financial adviser transferred the proceeds into a Ponzi scheme, her negligent supervision claim against a life insurance company failed because the adviser was not its employee. Background On Oct. 21, 2019, plaintiffs ...

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Adviser was not employee, supervision claim fails (access required)

Where the owner of two annuities alleged Allianz Life negligently supervised her financial adviser who transferred proceeds from her annuities into a Ponzi scheme, her negligent supervision claim failed as a matter of law because the financial adviser was not ...

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